Description

Course Name: Certificate in Compliance Officer (Banking)

Global Occupational Skill Standard – GOSS ID: GOSS/BAF/CCO/V1

Eligibility: Graduation or Equivalent.

Duration: Three Months.

Objective: The Certificate in Compliance Officer (Banking) course is designed to provide participants with a comprehensive understanding of banking regulations, compliance frameworks, and risk management practices. The course equips learners with the knowledge and skills needed to ensure that banking operations adhere to regulatory requirements, internal policies, and ethical standards.

Get ready to join the Journey to become a GSDCI Certified Professional  – International Certification and Assessment Body.

Steps to become a GSDCI Certified Professional:

Step 1: Select your certification you want to pursue.

Step 2: Click on get certified tab, new pop up window will open.

Step 3: Click on pay certification fee, you will be redirected to billing details page.

Step 4: Fill your details and click on pay certification fee, you will be redirected to payment gateway, pay fee by any available options like Card (Debit/Credit), Wallet, Paytm, Net banking, UPI and Google pay.

Step 5: You will get Login Credentials of Online E-Books and Online assessment link on your email id, within 48 hrs of payment.

Step 6: After completion of the online assessment, the soft copy of your certificate will be sent to your registered email ID within 5 days.

Assessment Modules:

Module 1: Foundations of Banking Compliance: Role and scope of compliance in banking institutions, Regulatory and supervisory framework (domestic and international), Governance and organisational structure of compliance function, Key responsibilities of compliance officers in banks, Understanding risk‑based compliance approach, Internal controls and reporting lines

Module 2: Regulatory & Legal Framework for Banks: Major banking laws and regulations (e.g., banking‑regulation acts, central bank guidelines), Anti‑money laundering (AML) and counter‑terrorist financing (CTF) regimes, Know Your Customer (KYC) / Customer Due Diligence (CDD) obligations, Sanctions, export/import controls and cross‑border compliance, Consumer protection and fair‑lending practices, Data protection, privacy and cybersecurity regulation in banking

Module 3: Compliance Risk Identification & Management: Types of compliance risk (credit, operational, market, conduct, regulatory), Risk assessment and mapping techniques within banks, Compliance monitoring, testing and metric frameworks, Incident management, escalation and remediation of compliance breaches, Role of internal audit, assurance and third‑party oversight in compliance, Building a compliance risk‑aware culture

Module 4: Products, Services & Transactional Compliance: Compliance considerations for lending, deposits, trade finance, treasury and wealth management services, Cash‑management, payment systems and fintech/e‑banking compliance issues, Documentation, legal covenants, security & collateral compliance, Transaction screening and suspicious activity detection in payments/trade, Client onboarding, ongoing monitoring and periodic reviews

Module 5: Reporting, Governance & Audit of Compliance Function: Designing policies, procedures and codes of conduct for compliance, Governance frameworks: board, senior management and compliance committees, Compliance audits: scope, methodology and reporting, Regulatory filings, disclosures and mandatory reporting to authorities, Whistle‑blowing, conflict‑of‑interest and ethical standards, Continuous improvement: metrics, benchmarking and performance of compliance function

Module 6: Emerging Trends, Technology & Future of Compliance: Digital transformation in banking and its impact on compliance (AI/ML, blockchain, open banking), RegTech and automation of compliance processes, Fintech partnerships, third‑party risk and vendor management compliance, ESG (Environmental, Social, Governance) compliance and sustainability in banking, Crisis management and regulatory change management, Globalisation of banking, cross‑border supervision and evolving regulatory environment

GSDCI Online Assessment Detail:

• Duration- 60 minutes.
• Number of Questions- 30.
• Number of Questions from each module: 5.
• Language: English.
• Exam Type: Multiple Choice Questions.
• Maximum Marks- 100, Passing Marks- 50%.
• There is no negative marking in any module.

Benefits of Certification:

1. Global Recognition & Credibility – Stand out worldwide with a certification that strengthens your professional profile across borders and demonstrates your skills to employers and institutions.

2. Quality Assurance through ISO Certification – Programs follow an ISO-certified quality management system to promote consistency, reliability, and a standardized learning experience.

3. Career Advancement & Employability – Enhance your résumé, demonstrate professional competence, and improve your prospects for career growth, promotions, or suitable job opportunities.

4. Non-Profit Trust Factor – Certification from a non-profit organization reflects a mission-driven approach focused on skill development, professional learning, and public benefit.

5. Access to Learning Resources – Gain access to useful learning resources such as e-books, mock tests, assessments, and online academic support.

6. Transparency & Online Verification – Each certification includes a unique enrolment or certificate ID, enabling convenient online verification by employers and other interested parties.

7. Lifetime or Long-Term Validity – Certifications may offer lifetime or extended validity, reducing the need for frequent renewal, subject to the applicable certification scheme.