Description

Course Name: Certificate in Banking Audit, Risk and Compliance Practices

Global Occupational Skill Standard – GOSS ID: GOSS/BAF/CBARCP/V1

Eligibility: Graduation or Equivalent.

Duration: Three Months.

Objective: The Certificate in Banking Audit, Risk and Compliance Practices course is designed to equip participants with the knowledge and skills to audit banks and financial institutions effectively, ensuring operational integrity, compliance, and risk management. The course covers banking regulations, internal controls, risk assessment, credit and operational audits, financial statement analysis, fraud detection, and compliance with legal and regulatory frameworks.

Get ready to join the Journey to become a GSDCI Certified Professional  – International Certification and Assessment Body.

Steps to become a GSDCI Certified Professional:

Step 1: Select your certification you want to pursue.

Step 2: Click on get certified tab, new pop up window will open.

Step 3: Click on pay certification fee, you will be redirected to billing details page.

Step 4: Fill your details and click on pay certification fee, you will be redirected to payment gateway, pay fee by any available options like Card (Debit/Credit), Wallet, Paytm, Net banking, UPI and Google pay.

Step 5: You will get Login Credentials of Online E-Books and Online assessment link on your email id, within 48 hrs of payment.

Step 6: After completion of the online assessment, the soft copy of your certificate will be sent to your registered email ID within 5 days.

Assessment Modules:

Module 1: Fundamentals of Bank Auditing: Introduction to banking and financial institutions, Role and responsibilities of a bank auditor, Principles and standards of auditing, Types of bank audits (internal, external, regulatory), Risk-based audit approach, Case studies of bank audits

Module 2: Regulatory Frameworks and Compliance: Banking regulations and supervisory bodies, National and international regulatory standards, Compliance requirements for banks, Anti-money laundering (AML) and counter-terrorism financing (CTF), Reporting and documentation obligations, Impact of regulatory changes on auditing

Module 3: Financial Analysis and Risk Assessment: Understanding bank financial statements, Key financial ratios and performance indicators, Credit risk assessment and loan portfolio analysis, Market and operational risk evaluation, Liquidity and capital adequacy analysis, Risk-based audit planning

Module 4: Audit Planning and Execution: Audit planning and scoping, Developing audit programs for banking operations, Evaluation of internal controls, Sampling techniques and testing procedures, Audit evidence collection, Reporting audit findings and recommendations

Module 5: Information Systems and Technology Auditing: Role of IT in banking operations, IT audit frameworks and standards, Cybersecurity and data protection, Automated banking systems and transaction audits, Access and control management, Auditing digital and mobile banking services

Module 6: Governance, Ethics, and Continuous Improvement: Governance frameworks in banking, Auditor independence and professional ethics, Fraud detection and investigation, Quality assurance in bank audits, Continuous improvement in auditing processes, Professional development and knowledge updates

GSDCI Online Assessment Detail:

• Duration- 60 minutes.
• Number of Questions- 30.
• Number of Questions from each module: 5.
• Language: English.
• Exam Type: Multiple Choice Questions.
• Maximum Marks- 100, Passing Marks- 50%.
• There is no negative marking in any module.

Benefits of Certification:

🌍 1. Global Recognition & Credibility – Stand out worldwide with a certification that opens doors across borders. Trusted by employers, respected by institutions, and recognized in over 100 countries.

📜 2. Quality Assurance through ISO Certification – Certified to global ISO standards, our programs deliver excellence, consistency, and a benchmarked learning experience that speaks for itself.

💼 3. Career Advancement & Employability – Enhances your resume and increases chances of promotions or job offers.

🤝 4. Non-Profit Trust Factor – Certifications from non-profit organizations are mission-driven rather than profit-driven.

📚 5. Access to Verified Learning & Resources – Often includes e-books, mock tests, and online support without hidden costs.

🔍 6. Transparency & Online Verification – Certifications come with a unique Enrolment ID for easy online verification by employers and institutions.

⏳ 7. Lifetime or Long-Term Validity – Certifications usually have lifetime validity or long-term recognition, reducing the need for frequent renewals.